0001193125-15-046002.txt : 20150212 0001193125-15-046002.hdr.sgml : 20150212 20150212113602 ACCESSION NUMBER: 0001193125-15-046002 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20150212 DATE AS OF CHANGE: 20150212 GROUP MEMBERS: CB OFFSHORE EQUITY FUND VI, L.P. GROUP MEMBERS: CHARLESBANK CAPITAL PARTNERS, LLC GROUP MEMBERS: CHARLESBANK COINVESTMENT PARTNERS, LIMITED PARTNERSHIP GROUP MEMBERS: CHARLESBANK EQUITY COINVESTMENT FUND VI, LIMITED PARTNERSHIP GROUP MEMBERS: CHARLESBANK EQUITY FUND VI GP, LIMITED PARTNERSHIP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Zayo Group Holdings, Inc. CENTRAL INDEX KEY: 0001608249 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 261398293 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-88645 FILM NUMBER: 15604142 BUSINESS ADDRESS: STREET 1: 1805 29TH ST STREET 2: SUITE 2050 CITY: BOULDER STATE: CO ZIP: 80301 BUSINESS PHONE: 303-381-4683 MAIL ADDRESS: STREET 1: 1805 29TH ST STREET 2: SUITE 2050 CITY: BOULDER STATE: CO ZIP: 80301 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Charlesbank Equity Fund VI, Limited Partnership CENTRAL INDEX KEY: 0001381776 IRS NUMBER: 260108217 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: C/O CHARLESBANK CAPITAL PARTNERS LLC STREET 2: 200 CLARENDON STREET, 54TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: (617) 619-5400 MAIL ADDRESS: STREET 1: C/O CHARLESBANK CAPITAL PARTNERS LLC STREET 2: 200 CLARENDON STREET, 54TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 SC 13G 1 d869038dsc13g.htm SC 13G SC 13G

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No.     )

 

 

ZAYO GROUP HOLDINGS, INC.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

98919V105

(CUSIP Number)

December 31, 2014

(Date of Event which Requires filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

CUSIP No. 98919V105    Schedule 13G    Page 1 of 11

 

  1   

NAMES OF REPORTING PERSONS

 

Charlesbank Equity Fund VI, Limited Partnership

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a)  ¨        (b)  ¨

  3  

SEC USE ONLY

 

  4  

CITIZEN OR PLACE OF ORGANIZATION

 

Massachusetts

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5    

SOLE VOTING POWER

 

0

   6   

SHARED VOTING POWER

 

19,701,265

   7   

SOLE DISPOSITIVE POWER

 

0

   8   

SHARED DISPOSITIVE POWER

 

19,701,265

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

19,701,265

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

Not Applicable

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

8.2%

12  

TYPE OF REPORTING PERSON

 

PN

CUSIP No. 98919V105    Schedule 13G    Page 2 of 11

 

  1   

NAMES OF REPORTING PERSONS

 

CB Offshore Equity Fund VI, L.P.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a)  ¨        (b)  ¨

  3  

SEC USE ONLY

 

  4  

CITIZEN OR PLACE OF ORGANIZATION

 

Cayman Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5    

SOLE VOTING POWER

 

0

   6   

SHARED VOTING POWER

 

2,289,676

   7   

SOLE DISPOSITIVE POWER

 

0

   8   

SHARED DISPOSITIVE POWER

 

2,289,676

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

2,289,676

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

Not Applicable

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

1.0%

12  

TYPE OF REPORTING PERSON

 

PN

CUSIP No. 98919V105    Schedule 13G    Page 3 of 11

 

  1   

NAMES OF REPORTING PERSONS

 

Charlesbank Equity Coinvestment Fund VI, Limited Partnership

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a)  ¨        (b)  ¨

  3  

SEC USE ONLY

 

  4  

CITIZEN OR PLACE OF ORGANIZATION

 

Massachusetts

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5    

SOLE VOTING POWER

 

0

   6   

SHARED VOTING POWER

 

882,930

   7   

SOLE DISPOSITIVE POWER

 

0

   8   

SHARED DISPOSITIVE POWER

 

882,930

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

882,930

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

Not Applicable

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

0.4%

12  

TYPE OF REPORTING PERSON

 

PN

CUSIP No. 98919V105    Schedule 13G    Page 4 of 11

 

  1   

NAMES OF REPORTING PERSONS

 

Charlesbank Coinvestment Partners, Limited Partnership

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a)  ¨        (b)  ¨

  3  

SEC USE ONLY

 

  4  

CITIZEN OR PLACE OF ORGANIZATION

 

Massachusetts

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5    

SOLE VOTING POWER

 

0

   6   

SHARED VOTING POWER

 

66,866

   7   

SOLE DISPOSITIVE POWER

 

0

   8   

SHARED DISPOSITIVE POWER

 

66,866

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

66,866

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

Not Applicable

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

0.0%

12  

TYPE OF REPORTING PERSON

 

PN

CUSIP No. 98919V105    Schedule 13G    Page 5 of 11

 

  1   

NAMES OF REPORTING PERSONS

 

Charlesbank Equity Fund VI GP, Limited Partnership

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a)  ¨        (b)  ¨

  3  

SEC USE ONLY

 

  4  

CITIZEN OR PLACE OF ORGANIZATION

 

Massachusetts

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5    

SOLE VOTING POWER

 

0

   6   

SHARED VOTING POWER

 

22,873,871

   7   

SOLE DISPOSITIVE POWER

 

0

   8   

SHARED DISPOSITIVE POWER

 

22,873,871

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

22,873,871

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

Not Applicable

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

9.6%

12  

TYPE OF REPORTING PERSON

 

PN

CUSIP No. 98919V105    Schedule 13G    Page 6 of 11

 

  1   

NAMES OF REPORTING PERSONS

 

Charlesbank Capital Partners, LLC

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a)  ¨        (b)  ¨

  3  

SEC USE ONLY

 

  4  

CITIZEN OR PLACE OF ORGANIZATION

 

Massachusetts

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5    

SOLE VOTING POWER

 

0

   6   

SHARED VOTING POWER

 

22,940,737

   7   

SOLE DISPOSITIVE POWER

 

0

   8   

SHARED DISPOSITIVE POWER

 

22,940,737

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

22,940,737

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

Not Applicable

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

9.6%

12  

TYPE OF REPORTING PERSON

 

OO

CUSIP No. 98919V105    Schedule 13G    Page 7 of 11

 

ITEM 1. (a) Name of Issuer:

Zayo Group Holdings, Inc. (the “Issuer”).

 

  (b) Address of Issuer’s Principal Executive Offices:

1805 29th Street, Suite 2050

Boulder, CO 80301

 

ITEM 2. (a) Name of Person Filing:

Each of the following is hereinafter individually referred to as a “Reporting Person” and collectively as the “Reporting Persons.” This statement is filed on behalf of:

Charlesbank Equity Fund VI, Limited Partnership

CB Offshore Equity Fund VI, L.P.

Charlesbank Equity Coinvestment Fund VI, Limited Partnership

Charlesbank Coinvestment Partners, Limited Partnership

Charlesbank Equity Fund VI GP, Limited Partnership

Charlesbank Capital Partners, LLC

 

  (b) Address of Principal Business Office:

The business address of each of the Reporting Persons is c/o Charlesbank Capital Partners, LLC, 200 Clarendon Street, 54th Floor, Boston, MA 02116.

 

  (c) Citizenship:

 

Charlesbank Equity Fund VI, Limited Partnership

      Massachusetts   

CB Offshore Equity Fund VI, L.P.

      Cayman Islands   

Charlesbank Equity Coinvestment Fund VI, Limited Partnership

      Massachusetts   

Charlesbank Coinvestment Partners, Limited Partnership

      Massachusetts   

Charlesbank Equity Fund VI GP, Limited Partnership

      Massachusetts   

Charlesbank Capital Partners, LLC

      Massachusetts   

 

  (d) Title of Class of Securities:

Common stock, $0.001 par value per share (“Common Stock”).

 

  (e) CUSIP Number:

98919V105

 

ITEM 3.

Not applicable.

CUSIP No. 98919V105    Schedule 13G    Page 8 of 11

 

ITEM 4. Ownership.

Ownership (a-c)

The ownership information presented below represents beneficial ownership of Common Stock of the Issuer as of December 31, 2014, based upon 239,008,679 shares of the Issuer’s Common Stock outstanding as of November 10, 2014.

 

Reporting Person  

Amount

beneficially

owned

    

Percent

of class

     Sole
power
to vote
or to
direct
the
vote		     Shared
power to
vote or to
direct the
vote		    

Sole
power to
dispose or
to direct
the
disposition

of

    

Shared

power to

dispose or

to direct

the

disposition

of

  

Charlesbank Equity Fund VI, Limited Partnership

     19,701,265        8.2 %      0        19,701,265        0        19,701,265   

CB Offshore Equity Fund VI, L.P.

     2,289,676        1.0 %      0        2,289,676        0        2,289,676   

Charlesbank Equity Coinvestment Fund VI, Limited Partnership

     882,930        0.4 %      0        882,930        0        882,930   

Charlesbank Coinvestment Partners, Limited Partnership

     66,866        0.0 %      0        66,866        0        66,866   

Charlesbank Equity Fund VI GP, Limited Partnership

     22,873,871        9.6 %      0        22,873,871        0        22,873,871   

Charlesbank Capital Partners, LLC

     22,940,737        9.6 %      0        22,940,737        0        22,940,737   

Consists of (i) 19,701,265 shares held of record by Charlesbank Equity Fund VI, Limited Partnership (“Fund VI”); (ii) 2,289,676 shares held of record by CB Offshore Equity Fund VI, L.P. (“Offshore VI”); (iii) 882,930 shares held of record by Charlesbank Equity Coinvestment Fund VI, Limited Partnership (“Coinvest VI” and, together with Fund VI and Offshore VI, the “Charlesbank Funds”); and (iv) 66,866 shares held of record by Charlesbank Coinvestment Partners, Limited Partnership (“Coinvest”). Charlesbank Equity Fund VI GP, Limited Partnership (“Equity VI GP”) is the general partner of each of the Charlesbank Funds. Charlesbank Capital Partners, LLC (“Charlesbank”) is the general partner of Coinvest and Equity VI GP. Pursuant to an investment and advisory agreement with each of the Charlesbank Funds, an investment committee (the “Investment Committee”) consisting of ten members, each a Managing Director of Charlesbank, has investment and voting authority over the securities held by the Charlesbank Funds. Each of the foregoing entities and the individual members of the Investment Committee disclaims beneficial ownership of the shares held of record by the Charlesbank Funds and Coinvest.

 

ITEM 5. Ownership of Five Percent or Less of a Class.

Not applicable.

 

ITEM 6. Ownership of More Than Five Percent on Behalf of Another Person.

Not applicable.

CUSIP No. 98919V105    Schedule 13G    Page 9 of 11

 

ITEM 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

Not applicable.

 

ITEM 8. Identification and Classification of Members of the Group.

Not applicable.

 

ITEM 9. Notice of Dissolution of Group.

Not applicable.

 

ITEM 10. Certifications.

Not applicable.

CUSIP No. 98919V105    Schedule 13G    Page 10 of 11

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: February 12, 2015

 

CHARLESBANK EQUITY FUND VI, LIMITED PARTNERSHIP

By: Charlesbank Equity Fund VI GP, Limited Partnership, its

general partner

By: Charlesbank Capital Partners, LLC, its general partner

By:

  

/s/ Tami E. Nason

Name:

  

Tami E. Nason

Title:

  

General Counsel

CB OFFSHORE EQUITY FUND VI, L.P.

By: Charlesbank Equity Fund VI GP, Limited Partnership, its

general partner

By: Charlesbank Capital Partners, LLC, its general partner

By:

  

/s/ Tami E. Nason

Name:

  

Tami E. Nason

Title:

  

General Counsel

CHARLESBANK EQUITY COINVESTMENT FUND VI, LIMITED PARTNERSHIP

By: Charlesbank Equity Fund VI GP, Limited Partnership, its

general partner

By: Charlesbank Capital Partners, LLC, its general partner

By:

  

/s/ Tami E. Nason

Name:

  

Tami E. Nason

Title:

  

General Counsel

CHARLESBANK COINVESTMENT PARTNERS, LIMITED PARTNERSHIP

By: Charlesbank Capital Partners, LLC, its general partner

By:

  

/s/ Tami E. Nason

Name:

  

Tami E. Nason

Title:

  

General Counsel

CUSIP No. 98919V105    Schedule 13G    Page 11 of 11

 

CHARLESBANK EQUITY FUND VI GP, LIMITED PARTNERSHIP

By: Charlesbank Capital Partners, LLC, its general partner

By:

   /s/ Tami E. Nason

Name:

   Tami E. Nason

Title:

   General Counsel
CHARLESBANK CAPITAL PARTNERS, LLC

By:

   /s/ Tami E. Nason

Name:

   Tami E. Nason

Title:

   General Counsel

LIST OF EXHIBITS

 

Exhibit No.

   

Description

99    Joint Filing Agreement
 EX-99 2 d869038dex99.htm EX-99 EX-99

Exhibit 99

JOINT FILING AGREEMENT

In accordance with Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with each other on behalf of each of them of such a statement on Schedule 13G with respect to the common stock beneficially owned by each of them of Zayo Group Holdings, Inc. This Joint Filing Agreement shall be included as an Exhibit to such Schedule 13G.

IN WITNESS WHEREOF, the undersigned hereby execute this Joint Filing Agreement as of the 12th day of February, 2015.

 

CHARLESBANK EQUITY FUND VI, LIMITED PARTNERSHIP

By: Charlesbank Equity Fund VI GP, Limited Partnership, its

general partner

By: Charlesbank Capital Partners, LLC, its general partner

By:

   /s/ Tami E. Nason

Name:

   Tami E. Nason

Title:

   General Counsel
CB OFFSHORE EQUITY FUND VI, L.P.

By: Charlesbank Equity Fund VI GP, Limited Partnership, its

general partner

By: Charlesbank Capital Partners, LLC, its general partner

By:

   /s/ Tami E. Nason

Name:

   Tami E. Nason

Title:

   General Counsel
CHARLESBANK EQUITY COINVESTMENT FUND VI, LIMITED PARTNERSHIP

By: Charlesbank Equity Fund VI GP, Limited Partnership, its

general partner

By: Charlesbank Capital Partners, LLC, its general partner

By:

   /s/ Tami E. Nason

Name:

   Tami E. Nason

Title:

   General Counsel

CHARLESBANK COINVESTMENT PARTNERS, LIMITED PARTNERSHIP

By: Charlesbank Capital Partners, LLC, its general partner

By:

   /s/ Tami E. Nason

Name:

   Tami E. Nason

Title:

   General Counsel
CHARLESBANK EQUITY FUND VI GP, LIMITED PARTNERSHIP

By: Charlesbank Capital Partners, LLC, its general partner

By:

   /s/ Tami E. Nason

Name:

   Tami E. Nason

Title:

   General Counsel
CHARLESBANK CAPITAL PARTNERS, LLC

By:

   /s/ Tami E. Nason

Name:

   Tami E. Nason

Title:

   General Counsel